Disclosures

Regulatory Disclosure

Howard Frazier Barker Elliott, HFBE, and HFBE Inc are trade names for Howard Frazier Barker Elliott, Inc. and affiliate which includes HFBE Capital, LP, a Texas Limited Partnership, a registered broker-dealer and FINRA member firm, which provides investment banking, private placement, merger, acquisition and divestiture services.

Securities Transactions

Securities transactions are conducted through HFBE Capital, LP, Member FINRA/SIPC. HFBE Capital, LP is an affiliate of Howard Frazier Barker Elliott, Inc. For information pertaining to the registration status of HFBE Capital, LP, please contact FINRA and or the SEC.

Web-site Disclosures

There are links to third-party websites on the internet contained in this web-site. We provide these links because we believe these websites contain information that might be useful, interesting and or helpful to your professional activities. Howard Frazier Barker Elliott, Inc. has no affiliation or agreement with any linked website. The fact that we provide links to these websites does not mean that we endorse the owner or operator of the respective website or any products or services offered through these sites. We cannot and do not review or endorse or approve the information in these websites, nor does Howard Frazier Barker Elliott, Inc. warrant that a linked site will be free of computer viruses or other harmful code that can impact your computer or other web-access device. The linked sites are not under the control of Howard Frazier Barker Elliott, Inc., and we are not responsible for the contents of any linked site or any link contained in a linked site. By using this web site to search for or link to another site, you agree and understand that such use is at your own risk.

This web site is intended to provide information on the firm and its services and is not guaranteed to be up-to-date or complete.

Contact for Alleged Copyright Infringement

Howard Frazier Barker Elliott, Inc. respects the intellectual property rights of others and requires that its users do the same. If you believe that any content available on the our web-site or other activity taking place on our web-site constitutes infringement of a work protected by copyright, please notify our agent, designated under the Digital Millennium Copyright Act (17 U.S.C.512) (the DMCA) to respond to such concerns, as follows: Donald Barker, 815 Walker, Suite 1140, Houston, Texas 77002, (713) 225-9580, dbarker@hfbe.com. Your notice must comply with the DMCA. Upon receipt of a compliant notice, we will respond and proceed in accordance with the DMCA.

Communications

No information regarded as confidential should be sent to Howard Frazier Barker Elliott, Inc. prior to engaging the firm. Additionally, no assurances can be made that electronic messages will only be viewed by the intended recipient.

No Solicitation

The information presented in this web-site are provided for informational purposes by Howard Frazier Barker Elliott, Inc., and is not intended to be a solicitation regarding any securities transaction and or investment relationship.